A periodic blog on matters political.

Saturday, December 11, 2010

Letter to Sen.Bernie Sanders or How I learned to Give Up on Limousine Liberals and Embrace Obama Again.

Dear Sen. Sanders
at the end of an eight-hour speech denouncing Obama’s two-year deal for extending tax cuts for the wealthy as well as the rest of us, you declared “We can do better.” Sen. Sanders, do you mean by that that you have a way to get two Republicans to vote for cloture on a deal that does not extend tax cuts for the wealthy even though they have al sworn in writing they won’t? Or a way to pass a better bill once Republicans control the House in January? Or that taxing the wealthy at a higher rate is so important that you are willing to let the long-term unemployed go into limbo again, and let taxes go up on moderate income families an average of $3000 at a time when most of them have been battered by two years recession with probably at least one member out of work for a while? Hm. You must have lost touch with the people whose cause you so passionately defend.
Let me introduce you to one of these people: myself. A two-income family of very moderate means – I teach, my wife does administrative work – with a small child, we have had one or both of us un- or under-employed continuously for the last three years. As the one who was unemployed for most of that time I can best attest to the fact that I kept looking for work by pointing to the seven different employers I had (for part time work) during that time (one of which was exempt from paying unemployment insurance premiums, cutting my benefits when I ran out of work by a quarter). For eighteen months continuously from March 2009 to September 2010 we were partly dependent on unemployment compensation for one or the other of us as well as receiving help from my mother, who herself lives on a fixed monthly pension. And for six months we were both drawing unemployment checks. During this entire period the constant looming threat of unemployment insurance ending was our biggest worry. Even as we diligently sent out job application after job application, we had to keep planning for moving out of our house, presumably in with family, if our checks ran out.
Now comes the kicker. I finally got a full-time job, starting in January. But it is thousands of miles from where we used to live forcing us to decide among three options: my going alone, declining the job or my wife giving up her job and following us. Economically, as well as personally, the last made the most sense as my job paid enough to support the family. Just. But we are going to have to add to our already high debt (recall that long spell of unemployment I described above) to pull off the move including having to buy a car or two after selling our old cars for very little . And if the current tax deal doesn’t pass not only will my marginal rates go up but my child tax credit will go down and my standard deduction will go down because the marriage tax penalty will come back into being. All of which would cost me $200 a month or more. So much for affording a second car, which would allow my wife to look for work. We might not even be able to afford a first.
Well enough about me. At least for now! What is remarkable about the story above is how unremarkable it is. The impact of this recession has been wider, but also masked by the existence of the two-earner family. Many families lose one paycheck but limp along with another and unemployment and savings or debt. Retirement accounts are eviscerated. An unusually high no. of families are affected by both unemployment insurance and middle class tax rates. More and more families will be affected by a choice between a job for one partner in one place and another elsewhere. Allowing tax rates to rise on those families right now would be a disaster. But that is what you and your fellow progressives want to do in order to expose Republicans as a party for the rich. Do that and you will be a permanent minority for a generation.
Oh I understand the political calculation informing this. “The American people,” you think, “support us. They want taxes to go up on the rich.” No. They prefer taxes to go up on the rich but not on them. They want to be sure taxes don’t go up on them, regardless of what the rich pay. “If we show the public that Republicans are willing to hold them hostage over tax cuts for the rich it will show their true colors,” some say. Unfortunately if they don’t get taxes they’ll blame the party in charge which held them hostage to tax increases for the rich. And, more importantly, the time to draw out differences is before an election, not after. The leadership are best placed to explain why they didn’t do it then. Now, it’s just silly to think you can get any traction next time, or from grassroots pressure on a Republican congress that is more scared of the tea party than anything else.
Don’t get me wrong: I’ve been as annoyed with Obama over his handling of health care, Gitmo, interrogation rules and a host of other things, right along with other progressives. But this is not the same, for two reasons: the principle you are yielding on does not cause active harm to the constituency you are trying to serve, and it is not permanent.
Compare that to the public option: the reason that was important was that with a mandate to buy insurance and no real mechanism to force premiums down, the plan threatened to force significant groups of people into buying unaffordable insurance and still threatens (after the hardship waivers and other measures weakening the mandate) to leave insurance more unaffordable for many who would like it. Not having a public mandate meant the bill might harm many of those it aimed to help. The current tax deal does no such thing. (And even in the health care case I reluctantly concluded the bill was better passed than not, as did you. So I am frankly baffled by your umbrage in this case.
The false parallel to the health care fight continue into Obama’s role. Although it now appears Obama deserves more credit for passing it than it seemed once – not only did he publicly fight to revive it when Scott Brown when Kennedy’s seat and much of the party developed cold feet, but he apparently resisted private counsel from such “liberal lions” as Schumer to do so -- I still believe that Obama’s passive, above-the-fray, leave it to Congress approach, along with his willingness to go along with Baucus’ fruitless negotiations with the Gang of Six and accept a $900 billion limit on the ten year price tag all made the bill weaker and more vulnerable politically (no real benefit until 2014, in addition to no public option, and no doc fix making that political football available to sink it) . But this time he took charge of the negotiations, stuck his neck out and made sure important breaks for the poor and middle class were also extended and won enough Republican support so that many individual Democrats could have voted against it. But you guys are trying to sink this deal because you think what he gave up is more valuable than what he got?
Sen. Sanders I never thought I’d say this to you, but you sound like a limousine liberal! That's the kind that has not really had to deal with the problems of the people they champion and can't distinguish the fights are truly important. That, and sheer political cynicism of the kind that says keep forcing many votes on short term unemployment benefit extensions to get political mileage rather than doing what is ncessary to get one long-term one, seem to account for many of your colleagues' views on this. I am sad to see you include yourself in their number. (The same goes for Sherrod Brown.)''

Thursday, March 25, 2010

Thomas Friedman's 'Radical Center' and the Nigerian Second Republic

In a recent NYT piece Thomas Friedman makes an argument for electoral reforms aimed at strengthening what he calls "the radical center." It's not quite clear what he thinks this "radical center" would believe in but it is clear that he thinks (probably accurately) that there is a large voting bloc of people who do not find either liberal Democrats or conservative Republicans to their liking but have no other option. So he introduces us to two ideas being put forward by Larry Diamond, a political scientist at Stanford's conservative Hoover Institute, to rectify this.

A word, first, for those who don't know, about Diamond. He has become something of a celebrity among both academics and policy wonks concerned with democracy. His early work was on Nigeria, especially the fall of the Nigerian Second Republic, about which more in a bit. In the 1990s he became the most prominent booster of the idea that there was a wave of democratization around the world and was responsible for big, cross-country research projects on this topic, became the head of the National Endowment for Democracy in Washington D.C. and founded the Journal of Democracy. In 2003 he was appointed by the Bush administration to oversee the introduction of democracy in Iraq and then, to his credit, quit and became a vocal critic of the war and postwar Iraq policy. He is big on the idea -- in keeping with the spirit of the 90s, and coming straight out of his Nigeria work -- that for democracy to survive in developing countries, governments should not control much of the economy as this would, in his view turn elections into a zero-sum game. This is especially true, in his view, in ethnically divided societies (with which his work has been mainly concerned.) More on this too. He is also, it should be said (since this policy preference is clearly not mine), sincere in his idealism about democracy (which I share) and has done more than anyone I know to promote democracy but, in my view, sometimes naive about how politics works.

The two recommendations that Diamond, via Friedman, makes to strengthen the "radical middle" in American politics are (1) (get states to) establish independent redistricting commissions like the one California just established to avoid gerrymandering and make districts more competitive (2) introduce alternate voting or AV (also known as instant runoff voting, preferential voting or ranked choice voting) which allows voters to rank order candidates rather than vote for 1. Under AV if no candidate wins a majority then (AND ONLY THEN) the lowest candidates votes get dropped and their votes are distributed to the second choice indicated by people who voted for that person, and so on until someone has 50%. Both draw on widely supported ideas among democracy scholars (most countries have independent commissions for drawing electoral districts) and have merit on their own but there is reason to wonder if they would have the desired effects in the US.

The premise behind the recommendation is the familiar argument that US politics has become polarized because, first, most Congressional districts are drawn to be lopsidedly Democrat or Republican and so there is little incentive for candidates to appeal to the middle, and second because candidates have to be chosen in party primaries where activists dominate and select less moderate candidates. The redistricting commissions would presumably fix the first, by making districts more competitive and balanced between left and right, while AV would supposedly accomplish the second by allowing moderates to run as third party candidates with a chance of actually winning by drawing second choice votes from people on the extremes. Both changes would have to occur for the fixes to work because if only redistricting occurred then party primaries would still be dominated by activists, while if only AV were implemented but districts were still gerrymandered then candidates of the left or right would win outright.


So far so good. But would the fixes actually accomplish what Friedman/Diamond want? Here are three reasons (in ascending order of importance) to think not:

1. On a purely technical level, even if the redrawn districts made it possible for moderates to deny either extreme an outright majority, this only helps moderates if they come in SECOND. (For the sake of simplicity I'm assuming only three candidates but the point holds even if there are several.) Under AV the candidate with the lowest no. of first choice votes gets knocked out even if they get ALL the second choice votes of the other candidates. Now in practice this might still moderate the views of left and right (as they have to win the second choice votes of moderates to win) but it doesnt necessarily ensure the election of moderates.

2. On a more philosophical level, is it necessarily desirable to rig a system where strongly held views do not gain representation? There are reasons to think not. Morally, this could simply result in the disenfranchisement of minorities. Practically it might lead to the frustrated groups resorting to extraparliamentary tactics (aka violence). A lot depends on whether the extremes are amenable to compromise to begin with. If they are not, this method is not going to change them, it might alienate them. Here, it is instructive that the methods being proposed by Friedman/Diamond fall in a class of measures that has been termed "integrationist" because they are designed to force poltiicians to integrate rather than divide rival groups (mainly ethnic groups). But the ultimate integrationist methods are supposed to be two-party systems and presidential systems which the US has. If moderates are not winning here, maybe it is because the underlying views are too far apart?

3. Finally, on a purely pragmatic level (and this is where I think Diamond is naive), let's say it all works and we get a lot more moderates elected out of more competitive seats. How will this change American politics? Friedman/Diamond think it will produce more reasoned centrist discourse, and sensible incremental solutions and, most importantly, a greater willingness to deal with the deficit. (Friedman identifies the difficulty of either cutting spending or raising taxes as a symptom of a broken system.) But will it? I think if anything it would produce more pork barrel politics, more influence for special interests, and more pandering. Why should this be? Well three reasons, again in ascending order of importance:

a) Electing more moderates means electing more people who essentially have no or weak ideological convictions and therefore are more likely to cut a deal for their vote (like the Cornhusker Kickback);

b) Candidates running in competitive races need more money and are more likely to be beholden to special interests;

c) Candidates running for RE-election in closely divided districts are going to have a hard time figuring out how to ensure their re-election so the safest bet will be to vote for pork barrel projects;

So which view is right? What is the evidence? Well I can only point to anecdotal evidence here but let me suggest that the experience of the US strongly suggests my view is correct. Consider, first, the Senate. Redistricting is not at issue here. There is a large no. of senators from relatively competitive states who are considered moderates. Yet it is the Senate that couldn't even agree on pay-as-you-go legislation and that introduced the most egregious special deals in the healthcare bill and yes it was the moderates who were the biggest offenders (Ben Nelson, Landrieu, Bill Nelson et al). I suspect the same could be said of House moderates tho the names would not be as familiar.

A more interesting piece of anecdotal evidence comes from Nigeria, which launched Larry Diamond's career. This is how it goes.


So way back in the 1950s Britain had an empire that it was dismantling and, after the independence of India in 1947, the largest territory it had to figure out how to screw up and leave was Nigeria. Nigeria had been governed in two parts, Northern (and predominantly Muslim) and southern (and predominantly Christian and/or native African religions) but around that time it was divided into three to match the three large ethnic groups (Hausa-Fulani in the North, Igbo in the southeast and Yoruba in the Southwest) allowing each to dominate one region to the chagrin of countless smaller ethnic groups in each one. Nigeria became independent in 1960 with a parliamentary system and a weak central government and three large parties, each one dominated by -- you guessed it -- one of the three ethnic groups, and therefore dominating, in turn, one of the regions. Through a convoluted process that actually began with a split in the Yoruba party in the Western region, this system broke down with a military coup in 1966 and a civil war in 1967 in which the eastern (Igbo-dominated and newly oil-rich) region tried to secede (as Biafra).

Once the secessionists were defeated a host of constitutional engineers tried to figure out how to avoid the same result again. They did three main things: divided up the country into many smaller states, making sure that each large ethnic group was divided into several states; replaced the parliamentary system with a presidential one; and passed a law that stated that every party had to have members in a certain number of states (enough to ensure they were multi-ethnic coalitions) and to be elected president, a candidate had to win at least 25% of the vote in at least 2/3 of the states. So this forced politicians to engage in cross-ethnic coalition-building. And sure enough, in 1979 when the first elections were held under the new Second Republic, the major parties all built cross-region and cross-ethnic coalitions and the winning candidate, Shehu Shagari, just barely cleared the 25%-in-2/3 threshold. (Actually he fell short but they worked around it.) Only one problem: how does one build a cross ethnic political party when there is no basis for cooperation? Answer: Patronage. Basically the party with the most resources to spread around got the largest number of local notables to sign up, and then once in power used Nigeria's oil revenues (courtesy of erstwhile Biafra, and newly boosted by the oil price boom following the Iranian revolution) to keep greasing the wheels. Great, until oil prices crashed, Nigeria entered went into a debt crisis and this all coincided with the second election of the Second Republic in 1983. Since there were no revenues to buy people off, the Shagari government blatantly rigged the elections and the military came back in and got rid of the civilian politicians.

So what lessons can one draw from this? One, drawn by proponents of "integrationist" electoral engineering is that, with the right incentives, it is possible to get politicians to overcome ethnic divisions in their electoral appeals. This is true. But there is a problem. Why did the same incentives make the problem of corruption so much worse so that it resulted in massive vote-rigging in just the second election? Larry Diamond's argument (building on the work of many Nigeria scholars) is that the government just had too much money or, more precisely, that it controlled too big a share of the available capital in the country. (As a side note, this might go back to colonial agricultural marketing boards which established the government as monopoly purchasers of agricultural products but in the contemporary period oil royalties have been seen as the cause.) But it seems to me this explanation begs a crucial question. If Shagari and Co. had not used massive patronage funds to build their party how could they have appealed in such a short time to areas where they had no base or ties? And having built a patronage machine to win power how could they govern without continuing to grease its wheels?

The fundamental point is this: to win elections you have to run on SOMETHING -- typically either an ideologically driven policy program, ethnic identity or simply delivering the goodies. "Pragmatic moderates" are usually those who do the last. This works great and can bridge many deep divides when there is money to fund it (as long as no one is worried about corruption) as U.S. big city political machines proved in the first half of the last century. It stops working when money dried up or people start wanting a better share of it. Now it is possible to articulate a coherent, principled vision of centrist governance. But that needs to be done if "strengthening the middle" isn't just going to become open season for pork barrel politics. And so far there is no one doing it, and there is nothing about electoral engineering that will ensure it occurs. So again, what DOES the "radical middle" stand for, besides being in the middle?